Changqiao Securities responded: We will strictly implement all rectification requirements and promote relevant arrangements in accordance with the law and regulations

By: rootdata|2026/05/23 04:45:01

Segundo a Caixin, em resposta à investigação da Comissão Reguladora de Valores Mobiliários da China sobre a Changqiao Securities e às propostas de sanções administrativas, a Changqiao Securities afirmou que suas entidades licenciadas são reguladas por agências reguladoras estrangeiras, como a Comissão de Valores Mobiliários e Futuros de Hong Kong.

A Changqiao enfatizou que os fundos dos clientes são totalmente separados dos fundos operacionais da empresa e mantidos em contas bancárias de custódia independentes, conforme exigido pelos regulamentos; as ações dos EUA e de Hong Kong detidas estão sob custódia da Depository Trust & Clearing Corporation (DTCC) e da Hong Kong Securities Clearing Company Limited (HKSCC), respectivamente, e são protegidas pelo Fundo de Compensação ao Investidor (ICF) de Hong Kong. Ao mesmo tempo, a empresa implementará rigorosamente todos os requisitos de retificação e promoverá as medidas pertinentes de forma legal e em conformidade.

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