Futu Holdings: The CSRC intends to impose a total fine of approximately 1.85 billion yuan on the company and plans to fine the company's founder 1.25 million yuan personally
By: rootdata|2026/05/23 04:45:00
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Futu Holdings (FUTU.O) anunció hoy que la compañía recibió una notificación de investigación y un preaviso de sanción administrativa por parte de la Comisión Reguladora de Valores de China (CSRC) y su sucursal en Shenzhen.
La CSRC señaló que ciertas entidades de Futu en China continental y Hong Kong han realizado actividades de negocios de valores, venta de fondos públicos y negocios de futuros en China continental sin obtener las licencias o aprobaciones necesarias, violando la Ley de Valores, la Ley de Fondos de Inversión en Valores y la Ley de Futuros y Derivados de la República Popular China. La CSRC pretende ordenar a las empresas pertinentes que rectifiquen o cesen dichas actividades, confiscar las ganancias ilegales e imponer multas, con una multa total propuesta de aproximadamente 1.850 millones de yuanes (unos 271 millones de USD).
Además, la CSRC planea imponer una multa personal de 1,25 millones de yuanes (unos 183.575 USD) al fundador y CEO de la compañía, el Sr. Li Hua. Futu Holdings declaró que las multas propuestas aún están sujetas a procedimientos adicionales y a la decisión final de la CSRC.
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