CFTC Proposes Regulatory Revisions to Strengthen Conflict of Interest Management

By: rootdata|2026/07/30 16:39:00

The U.S. Commodity Futures Trading Commission (CFTC) has released a Notice of Proposed Rulemaking (NPRM) seeking public comments on amendments to Parts 37, 38, and 39 of the CFTC regulations, as well as Sections 1.52 and 1.55. The comment period will last for 60 days following publication in the Federal Register. These revisions aim to address potential conflicts of interest arising from the increasing interconnectedness among regulated entities such as Derivatives Clearing Organizations (DCOs), Designated Contract Markets (DCMs), Swap Execution Facilities (SEFs), Futures Commission Merchants (FCMs), and market makers. CFTC Chairman Michael S. Selig stated that the new rules will establish a principles-based regulatory framework for vertically integrated market structures, maintaining market integrity and supporting innovation in the U.S. derivatives market.

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